investors list

Around the world there is little evidence that regulators can provide a regulatory environment to get traction in the investor aggregation space for retail equity crowdfunding raises under say $600,000. Even in the United Kingdom, where the regulator has allowed the industry to develop and has fine-tuned the regulations as they go virtually every raise [...]

In any equity crowdfunding platform raise there are number of aspects. An investment opportunity must be captured by the platform and built to be investor ready. Prospective investors need to be gathered and aggregated. The raise is kept compliant Gathered prospective investors need to be nurtured and welcomed as investors.   Both issuers (fundraisers) and [...]

This BRW article by Adir Shiffman inspired this post! “Why equity crowdfunding for start-ups is wrong for Australia: entrepreneur Adir Schiffman” Whenever I read “alternative investment class” and “crowdfunding” in the same sentence I get nervous. Having been invited and discussed equity crowdfunding with many overseas security regulators, including the U.S. SEC and FINRA, the [...]

Australia’s ‘Small Scale Offerings’ legislation combined with our regulator ASIC’s ‘Class Order’ or exemption to the rules regarding the promotion of these types of equity offers is, inarguably the first equity crowdfunding legislation in the world. Both the Small Scale Offerings legislation that was enshrined into our Commonwealth Corporations Act in 2000 and the ASIC Class Order [...]

INTRO Country after country, state after state are introducing regulations to facilitate equity crowdfunding for entrepreneurs and investors. This is normally sold by the implementers as a combination of ways to create more jobs and fund businesses that are finding it more difficult in the post GFC era to get funding. Unfortunately Australia isn’t even [...]

Just because someone has money (an Accredited Investor) doesn’t mean they know how to invest. Or that they can afford to lose it. It seems the way regulators assess investor eligibility is based on the fact they can “probably” afford to lose if the investment goes bad. Wouldnt it be better if the prospective investor [...]

Reading Bob Gottliebsen’s article on investing in shares in Business Spectator should have got you thinking. To an investor what does”Investing Productively” mean? Bob picked up the theme of my talk based on a blog post on capitalunderdogs which was that investing by individuals today is predominantly driven by charts, numbers, spreadsheets and stock picking software [...]

Dharmesh Shah, Chief Technology Officer & Founder of HubSpot wrote a blog post where he reflected his experience to produce 9 Quick Tips Learned While Raising $33 Million In Venture Capital. I thought I would take a slightly different approach and rewrite these relative to my experience at the Australian Small Scale Offerings Board. At [...]

I’ve just added a new post to my Capital Underdogs blog. At ASSOB where I spend my working day I sit on both the Admissions Committee and the Listing Committee. Applications received for Capital Raising often need improvements and over the years I have broken the areas that need improvement in to  16 different areas. [...]